Arizona Broker Management Clinic 3A: Broker Supervision

The Arizona Broker Management Clinic III: Broker Supervision course is designed to provide brokers and managing brokers with the knowledge and strategies needed to ensure effective supervision, risk management, and adherence to legal obligations. This course offers a detailed examination of the Arizona Administrative Code (Commissioner's Rules) and the regulations established by the Arizona Department of Real Estate (ADRE), equipping participants with practical tools to establish and enforce broker policies. Through this course, you will gain a comprehensive understanding of the responsibilities and best practices for supervising agents and managing brokerage operations.

Key topics include broker supervision standards, delegation of authority, risk management practices, and maintaining a standard of care. Participants will also explore essential broker management issues, including handling transactional documents, managing compensation, and addressing civil litigation versus ADRE disciplinary actions. By the end of this course, you will be better prepared to enhance the quality of service within your brokerage, uphold compliance, and implement proactive strategies for managing both agents and unlicensed individuals.

Learning Objectives

By the end of this course, the goal is that you will:

• Be able to identify the requirements in the Commissioner's Rules for supervision
• Grasp the ability to explain the methods to delegate authority
• Have an understanding of the responsibility of risk management and upholding a standard of care